Meet the Experts Webinar Series

ON-DEMAND WEBINAR

What effective financial crime

controls look like in practice

Join our experts as we explore how financial institutions can strengthen controls around sanctioned securities - across onboarding, trading, investment, and post‑trade activities – using real‑time data, automation,

and precision.

The recent FCA’s review highlighted weaknesses in financial crime controls across asset managers and alternative investment firms, particularly in areas such as due diligence, risk assessment and ongoing monitoring.

In this webinar, industry experts examine the implications of the FCA's findings and discuss how firms can strengthen due diligence, governance and monitoring practices. The conversation will explore how organisations are combining trusted risk intelligence with enhanced due diligence to build a more complete view of risk and support more informed decision-making.

Key Topics Include:

Key lessons from the FCA's review and what they mean for asset managers
Emerging expectations around due diligence, monitoring and governance
Common challenges in assessing complex ownership structures and counterparty risk
How leading firms are building a more complete view of risk across the investment lifecycle
Steps organisations can take to strengthen financial crime controls and support risk-based decision-making

Expert Speakers:

Alexander Tame

Senior Channel Partner Manager,

LSEG Risk Intelligence

LSEG

Ruby Hamid

Partner

Ashurst Perkins Coie

Qifei Zeng

Senior Manager, Market Planning,

LSEG Risk Intelligence

LSEG

Mike Moreno

Director, Product Management,

LSEG Risk Intelligence

LSEG

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