Your details
First Name
Last Name
Email Address
*
Your organisation details
Organisation name as stated in your contract with LSE for the applicable services.
Organisation name
Legal Entity linked to Contract:
If non-EU entity, list the applicable EU affiliates/subsidiaries:
Provide the following details for the named individual who will sign the LSE Operational Resilience Annex on behalf of your organisation.
Authorised signatory’s first name:
Authorised signatory’s last name:
Authorised signatory’s email address:
Authorised signatory’s phone + dialling code:
Authorised signatory’s job title:
Confirm that you have submitted, or will submit, your Functions Register, accurately reflected in the form below, to one or more of the European Supervisory Authorities (select all that apply):
EBA regulators to whom you have submitted, or will submit Functions register data
EBA
ESMA
EIOP
Mapping LSE's services to your Functions
All FEs are required to complete a Register of Information and submit it to their European Supervisory Authority (ESA). Details of the Register are set out in the DORA Implementation Technical Standards. Register 6, specifically RT.06.01 – Functions Identification – contains the list of functions and identifies which of those functions are Critical or Important.
Why we need this information
FEs are entitled to certain additional contractual rights under DORA when the ICT Service provided to them supports a Critical or Important Function (CIF) as defined in DORA. LSE needs to know which of LSE’s ICT Services materially support your CIF(s) to be able to support our planning for the appropriate level of support for ICT Services that support CIFs.
We suggest that you have your Functions Register data available as you complete the next section of this Form.
The Form will present a list of the services that LSE may provide to your organisation. You can request to add services to the list for LSE’s review if you believe it to be incomplete. LSE will endeavour to review any such requests within a reasonable timeframe, subject to the complexity of the request.
For each of the LSE service(s), enter the name(s) of the function(s) that the service supports, and indicate if the function is a CIF - as indicated in your Register of Information field RT.06.01.0030.
Web Interface
Name of Function
Is this a critical or important function
Yes
No
SEDOL Masterfile (SMF) Data Files
Name of Function
Is this a critical or important function
Yes
No
SEDOL Masterfile API
Name of Function
Is this a critical or important function
Yes
No
Additional Details - Please specify email addresses used for the following services (if applicable):
Web Interface:
Is there anything else you want to tell us about the services and functions above?(optional)